How to fill AS9102 Form 1: part number accountability done right.
Form 1 is the cover sheet auditors read first — and the one they reject fastest. It looks like simple paperwork, but a wrong revision, a missing sub-part, or an inconsistent FAIR number sends the whole First Article Inspection back before anyone even looks at your measurements.
What AS9102 Form 1 actually does
AS9102 (current revision Rev C) defines three forms for a First Article Inspection Report. Form 1 is Part Number Accountability. Its job is to identify the part unambiguously and to prove that every detail part and sub-assembly inside the product has been accounted for. Form 2 covers materials and special processes; Form 3 lists each dimensional characteristic. Form 1 is the index that ties the package together.
Think of it as the title block of the entire FAI. If a reviewer cannot match the part number, drawing revision and FAIR number across all three forms in ten seconds, they stop reading. In my 14 years running plants, more first submissions failed on Form 1 housekeeping than on any measurement.
Every field on Form 1, explained
The official AS9102 Form 1 has 20+ numbered fields. Here is what each group means and where people slip.
| Field | What goes in it | Watch out for |
|---|---|---|
| 1. Part Number | Exact part number from the drawing | Include the dash/suffix; match Forms 2 & 3 |
| 2. Part Name | Nomenclature from the title block | Use the drawing wording, not your shop name |
| 3. Serial Number | Serial of the actual first article part | Must trace to the physical part measured |
| 4. FAIR Number | Your unique report identifier | Same number on all three forms |
| 5. Part Revision Level | Revision of the part | Must equal the level you actually built |
| 6. Drawing Number | Controlling drawing number | Often differs from part number |
| 7. Drawing Revision Level | Revision of that drawing | Mismatch with Form 3 is an instant reject |
| 8. Additional Changes | ECOs/deviations incorporated | List approved changes, not pending ones |
| 9. Manufacturing Process Ref | Router/traveller number | Ties FAI to the production route |
| 10. Organization Name | Your company and code | Use the customer-recognised supplier code |
| 11. Supplier Code | Customer-assigned code | Blank here triggers a query |
| 12. P.O. Number | Purchase order reference | Confirm rev on PO matches built rev |
| 13. Detail / Assembly FAI | Tick which this report is | Drives whether Fields 14-17 apply |
| 14-17. Sub-assembly list | Every detail part and its FAIR | Missing a sub-part is the #1 rejection |
| 18. Full / Partial FAI | Type of FAI and reason | Partial needs a written reason |
| 19-23. Signatures | Prepared / reviewed / approved | Unsigned = not a valid FAI |
FAIR numbering that survives an audit
The FAIR number seems trivial until you have fifty of them. A traceable scheme prevents duplicate or orphaned reports. A scheme that works:
- Supplier code + part number + sequence, for example
SUP1234-7421560-001. - Bump the final sequence for each re-FAI (a process move, a revision change) so history stays visible.
- Use the identical string in Field 4 of Form 1, the header of Form 2, and the header of Form 3.
Accounting for the product structure
For an assembly FAI, Fields 14–17 must list every detail part and sub-assembly, each with its own part number, revision and FAIR number. This is the "accountability" the form is named for: the customer is confirming that nothing in the build went un-inspected.
Two rules keep this clean:
- Roll up from the BOM, not from memory. Start with the released bill of materials and tick each line off against a FAIR. A 30-part assembly with 29 listed sub-FAIs gets rejected on the missing one.
- Reference sub-tier FAIs. If a casting, forging or special process came from another supplier, their FAIR is referenced here. No sub-tier FAI, no accountability.
If you are pulling that parts list from a 3D model, a browser tool such as CadNexa's auto-ballooning and STEP viewer can export the BOM and balloon the drawing, so the characteristic numbers on your Form 3 line up with the structure you declare on Form 1.
Full FAI vs partial FAI
Field 18 asks whether this is a full or partial FAI. Per AS9102:
- Full FAI — a brand-new part, the first production run, or a major change affecting form, fit or function. Every characteristic is verified.
- Partial FAI — only the affected characteristics are re-verified, for example after a minor drawing change, a tooling change, a lapse of two years in production, or a manufacturing-location move. You must state the reason in the field.
The five Form 1 rejections auditors see most
- Drawing revision mismatch. Form 1 says Rev C, Form 3 measured against Rev B. Instant return.
- Missing sub-assembly line. One detail part absent from Fields 14–17.
- FAIR number drift. Three forms, three numbers.
- Unsigned approval block. A FAI without the reviewer signature is not a FAI.
- Wrong supplier/PO reference. PO revision does not match the built revision.
Once Form 1 is clean, the work moves to the data forms: Form 3 for every dimensional characteristic, and the wider package an OEM expects — covered in the PPAP guide for Indian OEMs and the first article inspection report walkthrough.
Frequently asked questions
What is AS9102 Form 1 used for?
Form 1 is the Part Number Accountability sheet of an AS9102 First Article Inspection report. It identifies the part, its drawing and revision, the FAIR number, and lists every sub-assembly and detail part covered, so the customer can confirm the full product structure was inspected.
What is the difference between Form 1, Form 2 and Form 3?
Form 1 covers part number accountability and product structure. Form 2 records materials, special processes and functional testing with certification references. Form 3 lists every dimensional characteristic with its requirement and measured result.
What is a FAIR number?
The FAIR (First Article Inspection Report) number is a unique identifier you assign to the report. It must be consistent across Forms 1, 2 and 3, so use a traceable scheme such as supplier code, part number and sequence.
When is a partial FAI allowed?
A partial FAI applies when only some characteristics are affected — for example after a minor design change, a tooling change, a two-year production lapse, or a manufacturing-location move. Form 1 Field 18 requires you to state the reason.